Current Details Complete Is this an issue relating to expungement? - Select -YesNo Your Name Your Email Your Email Confirm email Subject Message CAPTCHA Did you receive a notification letter from FINRA? - None -YesNo What is the law firm representing the broker and the brokerage firm? (this should be in the letter) Please provide a copy of the notification letter that you received. Either from FINRA or the broker. One file only.100 MB limit.Allowed types: gif, jpg, jpeg, png, bmp, eps, tif, pict, psd, txt, rtf, html, odf, pdf, doc, docx, ppt, pptx, xls, xlsx, xml, avi, mov, mp3, mp4, ogg, wav, bz2, dmg, gz, jar, rar, sit, svg, tar, zip. Were you the customer in the initial customer arbitration? - None -YesNo Who was the lawyer who represented the customer in the underlying customer arbitration? What was the resolution of the underlying case? Do not disclose amount of settlement if it is subject to a confidentiality agreement Settlement Agreement Do you have a copy of the settlement agreement? - None -YesNo Is it confidential? - None -YesNo This is not a bar – just something we need to know so we can handle it appropriately. Please do not send any documents other than the notification letter prior to consulting with one of our attorneys. Was your case a customer complaint that was not litigated? Was your case a customer complaint that was not litigated? - None -YesNoOther… Enter other… Approximately when was the case resolved? Is your goal to oppose the expungement? - None -YesNo Leave this field blank