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Investor Alert: Investment-Related Radio Programs Used to Defraud

09/23/2015
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to provide investors with an overview of fraudulent schemes that may be carried out through radio programs.

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to provide investors with an overview of fraudulent schemes that may be carried out through radio programs.

Many people listen to radio programs that discuss investments.  Some of these programs address general topics, such as which types of stocks, bonds, or funds might make good investments.  Others may provide commentary and analysis about particular companies, investment products, or financial trends.

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